Develop and implement a robust legal compliance program in collaboration with the Head of Compliance.
General
As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives.
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team.
My client is a point-of-sale retail finance provider.
They have high ethical standards of integrity, responsible lending and treating customers fairly is at the core of what we do.
With an aim to help small and medium size businesses to increase sales of their goods and services by offering lending products that enable retail consumers to spread the cost of their purchases.
As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and internal policies, promoting a culture of ethical conduct and integrity throughout the firm.
We are seeking a skilled and knowledgeable Compliance Officer to join our team.
Your expertise in legal compliance and attention to detail will play a vital role in safeguarding our reputation and maintaining our commitment to the highest standards of professional practice.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.