Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML, financial crime and data protection.
An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London
This is a hybrid position offering 3 days homeworking.
You will be responsible for monitoring, analysing, and assessing open-source data to ensure compliance with regulatory standards and mitigate potential risks.
We are seeking a skilled Compliance Specialist for an exciting opportunity.
The ideal candidate will have a keen eye for detail, strong analytical skills, and a deep understanding of compliance requirements in various industries.
My client is seeking an experienced compliance executive.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division.