The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
We are seeking a highly knowledgeable and experienced Regulatory Reporting Compliance Advisor on a contract basis to join the compliance advisory team.
This role involves reviewing requirements, advising on regulatory interpretation and practice, control design, and resolving queries from the First Line of Defense (1LOD) regulatory reporting teams.
The ideal candidate will focus on key regulatory frameworks, including MiFID II, EMIR, and SFTR, providing interpretative and advisory support to our regulatory reporting colleagues.
Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team.
This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, financial crime, monitoring reviews, AML, sanctions or transaction monitoring.
The successful candidate will have
At least 1 year's relevant experience within the UK banking or financial sector.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation?
Do you have sound knowledge of FCA or other international regulatory bodies?
A bit about us
At BNP Paribas Personal Finance, we are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment.