Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team.
This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, financial crime, monitoring reviews, AML, sanctions or transaction monitoring.
The successful candidate will have
At least 1 year's relevant experience within the UK banking or financial sector.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
We are committed to providing our clients with the tools and expertise they need to achieve their financial goals, with a focus on innovation, integrity, good customer outcomes and client satisfaction.
They offer a diverse range of products and services designed to meet the evolving needs of their customers, from tailored financial advice to cutting-edge pension products, investment platform services, and discretionary fund management.
Company: A Wealth and Asset Manager, who pride themselves on being a forward-thinking organisation at the forefront of technological innovation.
The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML, financial crime and data protection.
An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London
This is a hybrid position offering 3 days homeworking.