Posted by Henderson Brown Recruitment Ltd • £32K/yr to £33K/yr
Responsibilities of the role include
Ensure the business meets all customer, third-party, and internal standards through documented business practices and thorough audits.
General
As they continue to expand and grow their presence in the marketplace they are now seeking a driven and ambitious Technical Compliance Manager to join their business.
Our client is a leading food business who supply to a variety of the major retailers.
Posted by Henderson Brown Recruitment Ltd • £35K/yr to £40K/yr
Responsibilities of the role include
Ensure the business meets all customer, third-party, and internal standards through documented business practices and thorough audits.
General
As they continue to expand and grow their presence in the marketplace they are now seeking a driven and ambitious Technical Compliance Manager to join their business.
Our client is a leading food business who supply to a variety of the major retailers.
Posted by Mortgage Saving Experts • £25K/yr to £30K/yr
Experience as a compliance office preferred but not essential but experience within the mortgage market essential a minimum of 2 years as a mortgage and protection broker or compliance officer for a mortgage related firm
This role would suit someone who is looking to start or further their career in compliance oversight and monitoring.
Job description: Full time Monday - Friday 9am - 5pm
Posted by Artemis Recruitment Consultants Ltd • £30K/yr to £40K/yr
We are looking for an experienced Compliance Officer for our client!
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies.
Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4).
Are you looking to work for an award-winning Legal firm who are seeking a Compliance Administrator to support the Information Services & Client Compliance Team.
This role is integral to the firm's Risk Management processes, providing efficient and effective client due diligence, conflict checking services, and client file opening.
Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
You will ensure all technical requirements are met on time and to the highest standards, keeping customer satisfaction at the forefront while maintaining trust and integrity.
We are seeking a proactive and experienced Customer Quality Manager to manage and strengthen our technical relationships with key customers.
Customer Quality Manager Up to £50,000 base salary Annual Bonus Chichester
Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the team
Previous experience required in financial services, ideally a wealth management/financial planning/IFA environment is preferable rather than a restricted business
The successful candidate will ideally be based in Shoreham but we could look at a base at the other offices
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
Supporting a team of Advisers
We have a full time permanent role in Horsham within this company working in their compliance department.