The WTW Compliance Function's aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within WTW's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
As a leading recruitment agency, we are pleased to present a stellar opportunity for a seasoned professional in the Compliance industry.
Our client, an esteemed company in the Insurance sector, is seeking a dedicated and experienced Head of Sanctions & Financial Crime to lead their department.
This is a permanent position based at the heart of their operations.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
As a Compliance Officer, you will work closely with the Registered Manager and the Duty Manager to drive exceptional quality assurance, compliance, and training throughout the organisation.
An exciting opportunity has arisen for a Compliance Officer with experience in management and home care to join a reputable provider of home care services, offering excellent benefits.
This role offers work from home for up to 3 days each month.
Assist in implementing and monitoring the Compliance Monitoring Plan.
General
I am recruiting for a Senior Compliance Analyst for one of my Insurance clients in the city.
Overview
This role will support the Head of Compliance and the team in maintaining the regulatory compliance framework, overseeing the network of Appointed Representatives (ARs), and ensuring compliance across the global Insurance Services entities.