Posted by Mortgage Saving Experts • £25K/yr to £30K/yr
Experience as a compliance office preferred but not essential but experience within the mortgage market essential a minimum of 2 years as a mortgage and protection broker or compliance officer for a mortgage related firm
This role would suit someone who is looking to start or further their career in compliance oversight and monitoring.
Job description: Full time Monday - Friday 9am - 5pm
Posted by Artemis Recruitment Consultants Ltd • £30K/yr to £40K/yr
We are looking for an experienced Compliance Officer for our client!
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies.
Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4).
Are you looking to work for an award-winning Legal firm who are seeking a Compliance Administrator to support the Information Services & Client Compliance Team.
This role is integral to the firm's Risk Management processes, providing efficient and effective client due diligence, conflict checking services, and client file opening.
Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team
Supporting a team of Advisers
We have a full time permanent role in Horsham within this company working in their compliance department.
EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success.
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology.
With over 6000 employees, it supports 37 million people in 120 countries.