Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
The Governance and Risk (G&R) team is responsible for the development and maintenance of effective risk management and compliance standards at the firm.
Our client, a medium sized London firm is seeking a Governance and Risk Analyst role in Operations.
This is hybrid working and they are open to someone working from their Birmingham on London office depending on location.
We have an exciting opportunity to join a dynamic programme that will have wide-ranging impacts on how the gambling industry is regulated for years to come.
The outcomes of our work will have significant impacts on our people, processes and technology.
The Operations Improvement programme was set up in 2023 and undertook a comprehensive discovery period to understand how our operational functions need to evolve to be futureproof.
Working closely with and reporting in to the CEO the successful candidate will be responsible for the management and implementation of existing ISO and AQS accreditations, achieve new accreditations, assist in the management of our risk, ensure that we continue to operate to a high level of corporate governance and embed good practice throughout the business
Our highly respected and successful Sutton Coldfield based client is recruiting for an experienced Quality and Compliance Manager.
This is a full time permanent role on a hybrid basis with a requirement to work from the office one day per week.