Posted by RICHARD JAMES RECRUITMENT SPECIALISTS LTD • £70K/yr to £110K/yr
Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whose experience will include Monitoring.
The successful candidate will ideally have a good understanding of Physical trading, exchange trading and OTC market's; ideally within the Energy/Commodity trading sector.
Our client is an Integrated Energy trading company based in Central London.
Posted by High Finance (UK) Limited T/A HFG • £70K/yr to £80K/yr
A leading MGA are seeking a compliance specialist to oversee, and monitor, business partners whilst ensuring that the way they operate is in line with the firm's conduct risk appetite.
On a day-to-day basis, duties will include:
This is a hybrid role (3 days per week in the office).
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
As a Compliance Manager, you will play a key role within the Compliance Team, providing practical and clear guidance to the business on meeting new and existing conduct regulatory requirements.
MERJE has partnered with a leading financial services group/retail bank and we're looking for a Compliance Manager with a strong understanding of SM&CR regulations.
This role offers the chance to make a significant impact in a fast-paced and evolving environment.
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team.
This role is crucial for maintaining and enhancing their compliance frameworks and standards.
You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation.
Posted by The Language Business - Language Recruitment Specialists • £45K/yr to £50K/yr
General
Fantastic opportunity to work as a Data Protection Compliance Specialist for a global organisation, offering a starting salary of £45,000 - £50,000 pa (including bonus) plus fantastic benefits
London based, hybrid role, 3 days a week in the office
COMPANY
Our global client is a market leader with an enviable reputation.
We are working with an exciting London Market Insurance business who are seeking a Compliance Analyst to join their collaborative and growing Compliance function.
The key responsibilities of the role are listed below but there is an opportunity to take on responsibility for many other areas of the compliance function depending on the individuals interests and specific skills
You will be working very closely with senior individuals as well as develop your current compliance skill set and knowledge of the Lloyd's Market.
Posted by JMK Resourcing Solutions • £24K/yr to £28K/yr
This newly created administrative role forms a vital part of the compliance team who deal with all the product data and the quality control of product.
The role is a 50/50 mix of data analysis and administration.
It's a great opportunity for a graduate level candidate to build on their data experience.