Posted by Davies Talent Solutions • £40K/yr to £45K/yr
General
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Overview
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Key Responsibilities
Provide compliance advice in line with FCA principles and threshold conditions.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
Posted by Focus Search and Selection • £40K/yr to £45K/yr
General
My client is looking for an experienced and driven Compliance Manager to join a rapidly growing London-based fintech with ambitious plans for expansion.
This is a pivotal role where you'll ensure all regulatory requirements are met, maintain high standards of compliance, and support the business in navigating the complex landscape of the mortgage industry.
Key Responsibilities
Lead and manage the compliance function, ensuring activities are in line with regulations and internal policies.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.
London / Hybrid
Responsibilities
Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees.
Posted by McCarthy Recruitment Ltd • £32K/yr to £40K/yr
Are you a dynamic Compliance Manager, who wants to lead the compliance, health and safety and facilities management across a number of sites.
You will be responsible for the Facilities/Compliance tasks to ensure a safe working and compliant environment for customers and employees within a retail/warehouse and office environment.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
Posted by Connect Recruitment Consultants Ltd. • £45K/yr
General
The Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager.
This role is Field based (predominantly Mid/South UK) and subsequently, there may be a requirement for travel, overnight stays and periods away from home.
KNOWLEDGE, EXPERIENCE, QUALIFICATIONS
Educated to at least A level standard or equivalent.