Our client is seeking an experienced compliance professional to join their dynamic team, supporting the compliance operations of their payments propositions within the UK.
This role offers a unique opportunity to contribute within a fast-paced, growing team where you will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed.
Posted by NELSON SCOTT RECRUITMENT SERVICES • £60K/yr to £75K/yr
This Independent Wealth Manager requiries an experienced, organised, and knowledgeable FLOD Compliance Manager to join the Financial Planning Leadership Team to build and deliver oversight of our Financial Advisers within the Financial Planning division").
As part of the team, you will have the opportunity to work in a fast-paced, collaborative environment where you will be able to utilise your skills and expertise to help deliver amazing outcomes for our clients, by placing first line risk, compliance and adviser oversight at the heart of the clients journey with us, whether through Select or Premier.
The role will report to the Managing Director of FP, but it is expected that the individual will work very closely with the Regional Directors, FP Training Manager and Director of Wealth Operations.
Compliance Manager Lloyd's MGU London £90 - 110,000 (doe)
Finitas are delighted to be partnering with an established Lloyd's MGU in their search for a Compliance Manager to join their team.
This will be an engaging and challenging role working across all remits of compliance - mainly providing advice & guidance, licensing, horizon scanning, creating reports, working closely with Lloyd's & more.