Competitive
London, England
Permanent, Variable

Compliance Manager - Asset & Wealth

Posted by Eames Consulting.

An investment manager based in London's West End are looking for a Compliance Manager to support the compliance Director. The role will be generalist in nature and cover a range of activities;

Key Activities/Responsibilities;

  • Horizon scanning
  • Deputising where appropriate
  • Adhoc advisory queries
  • Ensuring maintenance of policies and procedures
  • Regulatory project lead

Key skills;

  • Minimum 6 years in a buyside compliance role - Experience in an asset manager or wealth manager preferred
  • Strong regulatory exposure is key
  • Undergraduate preferred
  • Self-awareness and accountability will be key skills in this role
  • Able to present to senior management.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.

We use cookies to measure usage and analytics according to our privacy policy.