Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
Professional services firm is seeking to recruit an experienced Information Security Manager to be responsible for managing the firm's ISO27001, Cyber Essentials, GDPR compliance programmes and managing an on-going information security risk assessment programme.
Working with the the wider firm, the Information Security Manager will deliver a commercial, pragmatic, effective and risk-based approach to activities that provide appropriate access to, and protect the confidentiality, availability and integrity of client, employee, and corporate information.
In addition, you will work with the firm's IT team on an on-going basis by providing advice and consultancy regarding the information security implications of any system upgrades.
Our client is a rapidly expanding Financial Services company who are looking to recruit a Compliance Analyst to join their expanding team.
The Compliance Analyst will be responsible for ensuring that the company complies with all relevant regulations and legislation.
With a strong reputation for providing excellent customer service and innovative solutions, they are committed to creating a positive and inclusive work environment and the role offer clear opportunities for career progression and development.
My Client is looking to recruit a Client Money Officer to join our Finance Compliance team in either Sheffield or Leeds.
The Finance Compliance team acts as the second line of defense, tasked with implementing and ensuring adherence to a strong financial controls framework throughout the firm's international operations.
The primary objective is to manage financial risks proactively.