Exciting new opportunity for a Training and Compliance Manager to join the Barchester family in the North West Region.
As a Training and Compliance Manager within the North West Division at Barchester, you'll ensure our people have the training they need to deliver the quality care and support we're known for.
You will be involved in all aspects of our learning and development and maintain high levels of compliance across our statutory, mandatory and specialised training.
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.
In addition, be responsible for line management responsibilities for the Compliance Business Partners.
The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards.
The role holder will be responsible for the independent oversight and management of the Compliance function across the business.
We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board.
Key Responsibilities
Effectively communicating and building relationships with the regulator, trustee and custodian;.
Manage and lead a small team of Compliance Business Partners.
Job Description
Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.
General
The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands.
We're looking for an experienced Compliance Co-ordinator to join us in Birmingham City Centre.
The role of the Compliance Co-ordinator is critical to the on-going success of the business, so we require a committed and focused individual with exceptional attention to detail.
We offer a fun and vibrant working environment, social events, mental health support and a friendly, supportive team.
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.
This role provides assurance to the Security Compliance and Standards Manager, that applicable areas of the business are compliant with legislative and airport security requirements, including undertaking quality assurance checks in line with company's Quality Assurance and Security Management System (SeMS) frameworks.