Posted by The Portfolio Group • £35K/yr to £40K/yr
Overview
We are seeking a highly motivated, skilled, and driven Compliance Manager to join our client's evolving Compliance Team.
In this newly created role, you will be responsible for managing a variety of compliance-related issues, including assessing risks, identifying patterns, and conducting internal audits.
As the Regulatory and Compliance Manager you will be responsible for managing and running the businesses operational compliance and play a part in implementing new plans and strategies for future compliance.
Our client is looking for an experienced Regulatory and Compliance Manager to help ensure that the business adheres to all the relevant laws and regulations.
The ideal Regulatory and Compliance Manager Regulatory and Compliance Manager will be diligent and possess strong communication and leadership skills.
Posted by The Portfolio Group • £30K/yr to £40K/yr
Job Purpose
The Compliance Manager will be responsible for assessing risks, identifying patterns and trends, and managing overall compliance operations within the company.
Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).
A newly created role for an experienced Compliance Manager to join this City Centre Legal firm to ensure risk management and compliance meets all necessary standards and regulations which will include the creation, implementation and training of all policies and procedures.
Salary & Benefits: £60,000-£65,000 dependent upon level of experience, plus benefits such as Pension, Life Assurance, Employee Assistance Programme, 24 days holiday plus bank holidays and other additional benefits
Responsibilities
Promote and support the embedding of a culture of compliance.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by Four Recruitment Ltd • £45K/yr to £50K/yr
General
I am currently partnering with a leading technology business based in the Lancashire area in their search for a Compliance Manager.
Supporting the business through a period of growth you will play a critical role in ensuring the business maintains the highest standards of integrity and compliance.
Below is an overview of the key responsibilities
Review and continuously improve policies and procedures.