Posted by Davies Talent Solutions • £40K/yr to £45K/yr
General
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Overview
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
Contributing to specific initiatives/projects that delve into metrics and data across the business
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
Posted by Nashrock Recruitment • £90K/yr to £100K/yr
General
Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant
The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.
This role offers an exciting opportunity to contribute to the firm's compliance monitoring programme, ensuring regulatory and legal obligations are met.
MERJE is seeking a highly skilled Compliance Monitoring Officer to join a prestigious private bank.
This leading private bank specialises in wealth management, serving clients and their families across 50 European and UK locations.
The WTW Compliance Function's aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within WTW's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Posted by High Finance (UK) Limited T/A HFG • £70K/yr to £80K/yr
A leading MGA are seeking a compliance specialist to oversee, and monitor, business partners whilst ensuring that the way they operate is in line with the firm's conduct risk appetite.
On a day-to-day basis, duties will include:
This is a hybrid role (3 days per week in the office).
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.