The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
Compliance Manager will play a pivotal role in ensuring our company meets its compliance obligations and regulatory standards, particularly within the FCA framework.
We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team.
Posted by Audit and Inspection Limited • £24K/yr to £26K/yr
About The Role
Compliance Administrators will be a part of our Compliance Assurance Team, who's function it is to obtain and seek assurance that all statutory compliance requirements are met in relation to properties utilised within the Social Housing Sector.
This function is an integral part of the property onboarding procedures and also to make sure that properties remain compliant with Health and Safety legislation.
The role will involve liaising with suppliers regularly, requesting and chasing Compliance Documentation, which is then checked and verified before the documentation and subsequently a property is approved.
The Governance and Risk (G&R) team is responsible for the development and maintenance of effective risk management and compliance standards at the firm.
Our client, a medium sized London firm is seeking a Governance and Risk Analyst role in Operations.
This is hybrid working and they are open to someone working from their Birmingham on London office depending on location.
Working closely with and reporting in to the CEO the successful candidate will be responsible for the management and implementation of existing ISO and AQS accreditations, achieve new accreditations, assist in the management of our risk, ensure that we continue to operate to a high level of corporate governance and embed good practice throughout the business
Our highly respected and successful Sutton Coldfield based client is recruiting for an experienced Quality and Compliance Manager.
This is a full time permanent role on a hybrid basis with a requirement to work from the office one day per week.
Working for our Compliance team means translating our regulation into action and making sure the industry understands and adheres to the legislation set out to protect the public's interest.
Birmingham - 12 months FTC
The team are responsible for testing licensees against the requirements of holding a GB gambling licence, are involved in raising standards initiatives and work to ensure that consumers are protected from gambling harm.
Oversee data collection, storage, and management in accordance with EBA outsourcing.
General
This role is pivotal in overseeing data governance, ensuring regulatory compliance, and managing data quality.
We are seeking a dedicated professional with a robust background in data management and compliance, coupled with a deep understanding of EBA outsourcing guidelines.