Posted by Page Personnel Finance • £40K/yr to £45K/yr
As a Compliance Monitoring Analyst, you'll play a key role in supporting the Compliance Monitoring Team in the implementation and execution of the compliance monitoring program.
You'll conduct assessments, identify potential risks, and ensure our operations align with regulatory requirements.
My client is a dynamic and rapidly growing fintech company at the forefront of digital finance innovation in London.
Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
Working in collaboration with the wider team, you will be
Desiging and impletementing the monitoring plan.
Carrying out thematic reviews, including conducting gap analysts against regulatory requirements.
General
We have partnered closely with a well-stablished London Market Insurance business who are seeking a Compliance Monitoring Officer to join their growing compliance function.
Contributing to specific initiatives/projects that delve into metrics and data across the business
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
Develop and oversee the compliance monitoring plan, helping to streamline compliance monitoring processes.
General
My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract.
This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a strong buy-side compliance background.