£70K/yr
London, England
Permanent, Variable

Compliance Monitoring Manager 2

Posted by Broster Buchanan Ltd.

  • Excellent base salary and company benefits.
  • A role with great exposure and continued development.
  • Flexible and hybrid working.

What you will be doing:

  • Lead second line of defence assurance reviews in accordance with the annual Compliance Monitoring Plan.
  • Delivery of high quality Monitoring reports, suggesting remedial action where required and tracking issues to closure.
  • Input into the production of monthly QA Mi for the Head of Conduct & Compliance Monitoring to review on an ongoing basis.
  • Lead the talk out and feedback of development points identified through Monitoring activity to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines.
  • Track all raised findings and recommendations made to the business, ensuring actions are closed in a timely manner and that those actions are adequate to address the finding.
  • Maintain detailed knowledge of all relevant regulatory requirements.
  • Keeping up to date with industry developments in consumer credit.
  • Undertake any other reasonable tasks as requested by management.

Who you are and what you'll need:

Our ideal candidate will be an existing compliance professional with the following knowledge, capability and experience:

  • Ability to constructively feedback development points to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines.
  • Experience of carrying out internal monitoring, producing comprehensive reports and advising on remedial action where necessary, tracking issues to closure.
  • Experience in a Consumer Credit Compliance environment, with proven experience in a similar Compliance role.
  • Ability to influence stakeholders to take ownership of issues and follow-up to ensure these issues are remediated.
  • Excellent work ethic with a real passion to drive improvement.
  • Strong communication skills both oral and written and be able to deliver confidently to all levels of the business.
  • Calm manner and sensible approach are required, as you may have to deal with difficult situations in highlighting any business issues.
  • Proactive, able to work on your own initiative and juggle competing demands whilst effectively managing your own workload.
  • Ability to keep up-to-date with industry developments in Consumer Credit and other relevant regulations.
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