A Market Leader in Financial Services are currently seeking a Compliance Monitoring Analyst to join their team to complete compliance checks on multiple communication channels.
General
Compliance Monitoring Analyst / Up to £30,000 / Tunbridge Wells /Contract
Role & Responsibilities
Completing daily reviews of communications including emails, calls and letters.
Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations.
General
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period.
This role could lead to future opportunities as the department becomes established.
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
Posted by Service Care Solutions - Construction • £28.56/hr
Our Client based in the Public Sector are currently recruiting for a Compliance Officer to join team as soon as possible.
The purpose of the role is to sit within the compliance team, support the Hard FM statutory compliance program for all Corporate Buildings to ensure all surveys and planned preventative maintenance (PPMs) are being completed, appropriate documentation
This is a full time, temporary, ongoing role offering up to £28.56 per hour Umbrella LTD.
Role Objective: The Supervision and Compliance Monitoring (SCM) Division is responsible for ensuring that the PSR's regulatory requirements are complied with and improving outcomes for everyone that uses payments systems by challenging poor practice within firms.
Opportunity Overview: A fantastic opportunity has opened to temporarily join my client, the UK's regulator of financial services firms and financial markets, as an Associate - Compliance Monitoring.
Posted by High Finance (UK) Limited T/A HFG • £55K/yr to £65K/yr
On a day-to-day basis, you will assist the Compliance Monitoring Manager in:
Preparing the annual Compliance Monitoring Plan
A leading Lloyd's managing agency is seeking a compliance analyst for a 12 month fixed-term contract, during which you will focus on compliance monitoring matters.
Develop and oversee the compliance monitoring plan, helping to streamline compliance monitoring processes.
General
My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract.
This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a strong buy-side compliance background.