Compliance Monitoring Officer will be responsible for carrying out second line monitoring of the company's adherence to regulatory requirements and conducting routine oversight over first line activities and third-party agencies.
Responsibilities
Setting up reviews and adhering to the Compliance Monitoring Methodology to demonstrate consistency and robustness when conducting monitoring activities.
Completing assigned monitoring reviews in line with the Compliance Monitoring Plan, including aspects of planning, fieldwork and report writing.
Monitor, manage, review, advise and report on compliance and /or risk related issues across the firm.
General
Our client a well-established law firm in the Top Legal 500 based in Colchester, are actively recruiting for an experienced Compliance Officer to join their Operations team to support the Head of Client Services.
This is an excellent opportunity for someone looking to develop their career and experience a broad range of compliance and risk related issues impacting a UK regulated law firm.
KHR are pleased to be partnered with a leading manufacturer with an excellent reputation for high-quality goods, who is recruiting a Compliance Officer to join their team on a permanent contract.
£25,000pa - £30,000pa Bonus, Healthcare, 24 days holiday BH, Pension