MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
In this role, you will be responsible for:
Contributing to specific initiatives/projects that delve into metrics and data across the business
MERJE is seeking a highly skilled Compliance Monitoring Officer to join a prestigious private bank.
This role offers an exciting opportunity to contribute to the firm's compliance monitoring programme, ensuring regulatory and legal obligations are met.
This leading private bank specialises in wealth management, serving clients and their families across 50 European and UK locations.
Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
We are working collaboratively with a well established London Market Insurance Broker who are seeking a Compliance Officer to join their warm team.
About The Company
With a history of success spanning over a number of years, they pride themselves on strong ethical values and dedication to upholding industry regulations.
They are a leading insurance firm known for their commitment to excellence, client-centric approach, and innovative solutions.
Posted by Employment Specialists Ltd • £35K/yr to £40K/yr
As Compliance Officer you will support our rapidly growing Insurance Client who provides underwriting and claims services.
Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager.
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits.
Posted by TIME Appointments Ltd • £25K/yr to £30K/yr
General
Our client, a global leader within the financial services industry, is currently recruiting for a Quality Monitoring Officer to be responsible for upholding and enforcing business and Industry quality standards.
This is a fantastic opportunity to join a company that pride themselves on providing a dedicated and trusted service to their clients.
Previous Skills & Experience
Previous compliance or quality monitoring experience gained from the Financial Services Industry or similar regulated environment.
The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.