An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
I am currently partnered with a Local Government authority in Central London who require a Commercial Policy & Compliance Officer to join their team on a 6-month contract to support the Commercial Director in the provision of strategic support, development and planning for Commercial Services and the wider business, and in ensuring consistency of procurement policy and guidance across the business and alignment of their initiatives to the Procurement Code.
Main Duties & Responsibilities
Responsibility for the creation, development and maintenance of procurement policy, guidelines and compliance activities, including bench-marking and implementation of best practice.
To author user documentation, manuals, guidance notes, etc.
Monitoring & Responding officers (MRO) are required to answer and respond to emergency calls from vulnerable service users from across the borough over Jontek's Answerlink call monitoring platform.
When answering an emergency call, MROs will be required to identify and arrange appropriate intervention /support to ensure service users wellbeing.
In addition this may mean visiting a service users home to help deal with the emergency.
Compliance Manager - 12 months - Surrey/Hybrid - up to £85,000 p.a.
Would you like the opportunity to build on and develop Compliance and Regulatory matters for the business, and to be given the autonomy to really shape the function?
Do you want to be part of a growing, driven business that puts customer engagement and company values at its core?
Our client, is seeking a dedicated and experienced Financial Crime Officer to join their Compliance department in London.
This role offers the opportunity to work within a globally recognised banking institution, renowned for its commitment to ethical standards and regulatory compliance.
Familiar with banking products and services and can independently formulate or revise relevant department policies and procedures, Experience in handling customer complaints; Have experience in CoP project or payment processing and be able to assist in interpreting regulatory requirements and completing CoP project testing and production
Regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.
The Skills You'll Need: English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.)