Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team.
In this role, you will be responsible for:
Contributing to specific initiatives/projects that delve into metrics and data across the business
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team.
This role is crucial for maintaining and enhancing their compliance frameworks and standards.
You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation.
Posted by CooperGrey Recruitment Ltd • £35K/yr to £42K/yr
The role
Compliance Officer is the point of contact for the business to provide support on all compliance matters including regulatory developments, regulatory change projects, financial promotions & delivery of Compliance Monitoring Plan.
The role of Compliance Officer reports to Head of Compliance.
A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer.
Responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management.
The successful candidate will manage a range of compliance issues and will be responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management, in the form of internal auditing and the implementation of measures.
Day-to-Day Responsibilities
Analyse full sales process to ensure sales procedures are compliant in line with best practice and regulatory expectations.
Posted by Pure Law Recruitment • £45K/yr to £60K/yr
General
I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements.
The successful candidate will assist management and staff to identify and manage regulatory risks.
Main Functions and Responsibilities
Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.