Working as a Compliance Lead you will take charge of curating policies and strategies and effectually transfer this knowledge to the wider business.
Morson Talent are delighted to be working with our client in the FinTech sector who are looking to recruit an experienced Risk & Compliance Lead.
The purpose of the role will be to implement and enforce the companies data privacy and compliance strategy in the most efficient and effective approach.
Managing a small team you will lead compliance efforts, ensuring that operations meet all necessary regulations and standards.
An excellent opportunity has come up to join the firm's successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm.
Our client is a market leading Technology business who are highly regarded across their sector, empowering them to create cutting-edge technology solutions for UK businesses.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards..
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance.
As the Team Lead Fraud Prevention, you will be responsible to prevent and detect fraudulent activities from publishers and partners in our affiliate marketing network and on our various online platforms.
You will protect the Awin business, our customers, and our partners from non-compliant parties.
The Governance and Compliance Lead will support the CEO to ensure the organisation is fully compliant with appropriate laws, charity governance, and organisational policies.
This is an exciting opportunity for a Governance, Compliance and Policy specialist to join a small, friendly and growing charity.
Key Responsibilities
To work as part of a dynamic team and contribute to the overall aims and objectives of the Charity.
As Head of Compliance you will be accountable for creating, executing, and supervising the compliance policy framework, and offering expert counsel on regulatory issues.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
To be responsible for you and your team in continually achieving and maintaining 100% compliance in respect of all landlord compliance areas which will include, gas, EICRs, asbestos, adaptation servicing, fire, legionella, powered doors, PAT testing, etc.
Contacts: 12 Month FTC
Key Responsibilities
To liaise with internal and external stakeholders as required in order to continually target and maintain 100% compliance across all of the Association's compliance areas.