As Head of Compliance, you will lead a team responsible for ensuring regulatory compliance across all business operations.
Due to growth and expansion they are looking to recruit a Head of Compliance on a part time basis (3 days per week) who will lead the firms compliance function, ensuring the business meets its regulatory obligations and commitment to maintaining the highest standards of compliance and ethical business practices.
Our client is an exciting start up that offers niche consumer finance products to their growing client base.
We are seeking an experienced Compliance Officer to join our small Compliance team.
You will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required regulation and legislation.
This role will be based in our Manchester office, with occasional travel to other offices.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
The role will involve taking responsibility for the following
Reviewing third-party audit reports (client file reviews) and analysing the findings.
Job Description
Our client is a national wealth management firm who are looking for an experienced Training and Competence Manager.
This is a fantastic opportunity for someone wishing to join an exciting wealth management group focused on providing top-quality financial advice and wealth management services to retail and professional clients.
This demanding role within a high volume environment will work alongside existing AML Compliance Supervisors to process client due diligence ("CDD") checks and review and approve CDD checks carried out by the AML processing team.
Working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations for Savills UK clients and counterparties.
After successfully completing training and achieving the required sign-off's, the primary focus of this role will be the review and approval of checks completed by AML Analysts covering a variety of client types.
An opportunity for a leading Compliance consultancy in the Cheshire area is looking to add to their team with an additional Technical Consultant with the remit to deliver high quality regulatory support and guidance to the partner firms linked to the business.
The role is home based.
This will predominantly in relation to client file reviews.
As Data Quality Lead, you will be responsible for enhancing and maintain a robust Data Governance framework, during an exciting time for the organisation.
An established housing association in Greater Manchester are currently on the lookout for a Data Quality Lead to join the team on a permanent basis.
The purpose of this role will be to lead and support on the delivery of the risk-based audit plan across the organisation.
Marks Sattin are currently working with a fantastic business growing within the North West and seeking an Internal Audit Manager to come and join the team.
Within this regulated environment you will be looking at delivering operational and regulated audits with the basis to then deliver financial audits ensuring that key controls across the business are managed.