Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications.
An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function.
This is a 12 month FTC maternity cover and hybrid working is available.
Posted by LHH Recruitment Solutions • £120K/yr to £140K/yr
Position Overview
The In-House Counsel - Client Money Regulatory will be responsible for providing expert legal advice and support on all matters related to client money regulations and compliance.
This role involves ensuring the company adheres to relevant financial regulations and industry standards, mitigating legal risks, and supporting regulatory audits and investigations.
The role also has other more commercial elements, but it's vital we find someone with an understanding of model B custody.
Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations.
General
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period.
This role could lead to future opportunities as the department becomes established.
Hyperion Partners is excited to announce a fantastic opportunity for an M&E Compliance Manager to work for one of clients vibrant Kings Cross office.
If you're passionate about compliance and eager to drive excellence in a dynamic environment, we want to hear from you!
About the Role: This full-time position offers a structured schedule, Monday to Friday, 9 AM to 5 PM, with at least three days each week spent in thereKings Cross office.
My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract.
This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a strong buy-side compliance background.
Roles and Resposibilties
Develop and oversee the compliance monitoring plan, helping to streamline compliance monitoring processes.