An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
I am currently partnered with a Local Government authority in Central London who require a Commercial Policy & Compliance Officer to join their team on a 6-month contract to support the Commercial Director in the provision of strategic support, development and planning for Commercial Services and the wider business, and in ensuring consistency of procurement policy and guidance across the business and alignment of their initiatives to the Procurement Code.
Main Duties & Responsibilities
Responsibility for the creation, development and maintenance of procurement policy, guidelines and compliance activities, including bench-marking and implementation of best practice.
To author user documentation, manuals, guidance notes, etc.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.
Familiar with banking products and services and can independently formulate or revise relevant department policies and procedures, Experience in handling customer complaints; Have experience in CoP project or payment processing and be able to assist in interpreting regulatory requirements and completing CoP project testing and production
The Skills You'll Need: English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.)
Our client, is seeking a dedicated and experienced Financial Crime Officer to join their Compliance department in London.
This role offers the opportunity to work within a globally recognised banking institution, renowned for its commitment to ethical standards and regulatory compliance.
Purpose of Job: To provide technical professional enforcement services with the overall aim of protecting and improving the health, safety and welfare of every resident, worker and visitor within the Borough.
The post holder will operate flexibly and changes in priorities may involve the post holder being employed in any of the above areas or Regulatory Services.
The post holder will be required to undertake their duties in the Private Sector Housing Team in one of the following sections:-