We are looking for a detail-oriented Compliance Officer to ensure our client consistently operates in accordance with industry regulations and standards.
A top-tier, US law firm.
Description
Ensure company policies and procedures comply with regulatory and ethical standards.
Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
Posted by Mosaic Recruitment Ltd., • £40K/yr to £43K/yr
General
To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business ensuring all regulatory and Corporate requirements are fulfilled, documented and communicated in a professional and
This is a hybrid role with great benefits!
Key skills and tasks required
Understanding of the importance of business controls & legal compliance: IT competent and confident using MS Office (Outlook, Word, Excel and PowerPoint).
The successful Compliance Officer to support the business in minimising and managing risks, ensuring compliance adherence and improving operations for our employees, partners and stakeholders.
Documentation management and review, including but not limited to COSHH, Risk Assessments, Safe Operating Procedures and Toolbox Talks.
Setting and achieving key performance indicators, alongside regular reporting to senior site managers/teams and directors, including analysis of incident and near miss data, identifying route causes and preventative actions.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office.
With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers further.
This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector.
Our client is looking for a Compliance Officer, where you will ensure that the bank adheres to all applicable regulations, guidelines, and internal policies.
This role is pivotal in developing and implementing compliance programs, conducting audits, and providing compliance guidance to staff.