Posted by Pure Law Recruitment • £45K/yr to £60K/yr
General
I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements.
The successful candidate will assist management and staff to identify and manage regulatory risks.
Main Functions and Responsibilities
Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team.
This role is crucial for maintaining and enhancing their compliance frameworks and standards.
You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation.
Posted by Social Work Partners • £22K/yr to £24K/yr
General
As a compliance officer you will assist the team and support the business with compliance and vetting, whilst following strict internal processes and external guidelines.
Job Description
We are seeking a compliance officer based in our Kings Hill Office to work for an established Recruitment agency placing Qualified Social Workers.
Overview of the role
To work closely with the consultants in understanding their needs to enable the most efficient clearing and onboarding process.
As a Compliance Officer, you will play a crucial role in ensuring that the firm meets all its regulatory obligations and managing any associated risks.
Our client is a market leading retail and financial services business who are recruiting the newly created role of Compliance Officer.
Reporting directly to the Head of Compliance, you will provide expert advice and support on key regulatory issues, develop compliance frameworks, and conduct regular monitoring to ensure we stay compliant.
Posted by CooperGrey Recruitment Ltd • £35K/yr to £42K/yr
The role
Compliance Officer is the point of contact for the business to provide support on all compliance matters including regulatory developments, regulatory change projects, financial promotions & delivery of Compliance Monitoring Plan.
The role of Compliance Officer reports to Head of Compliance.
A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer.
Responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management.
The successful candidate will manage a range of compliance issues and will be responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management, in the form of internal auditing and the implementation of measures.
Day-to-Day Responsibilities
Analyse full sales process to ensure sales procedures are compliant in line with best practice and regulatory expectations.
Our client is seeking a diligent and proactive Compliance Monitoring Officer to join their team in London.
This role offers an exciting opportunity to assist the Compliance Monitoring team with the execution of the Branch's compliance monitoring plan, promoting the Compliance department within the Branch and maintaining the compliance framework.
The successful candidate will be instrumental in ensuring that all necessary regulatory requirements and obligations are met in a timely manner and to the required standard.
We are seeking a Compliance Officer to oversee their compliance activities and collaborate closely with their Chief Executive, who holds the roles of COLP, MLRO, and COFA.
We are looking to aid our client who is a dynamic, full-service law firm with a turnover of £10 million, dedicated to delivering exceptional legal services in a supportive and enjoyable work environment.
Key Responsibilities
Manage the full spectrum of compliance activities across the firm.
This multi-site successful and professional business based in Wokingham are seeking an experienced Compliance Officer to join their team to ensure compliance and regulatory requirements are up to date and our communicated throughout the business.
Compliance Officer Responsibilities
Ensure that the business is completely compliant and research and investigate any issues that may arise.
Providing efficient and professional support to the business.