Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
We are working with a leading player in the Financial and Legal Sector who are on the hunt for an experienced and meticulous IT Compliance Manager to join their ranks in managing and maintaining key accreditations to continue driving the success of a multimillion-pound organisation.
Role Overview
Your expertise will ensure our compliance with industry regulations and standards, supporting our ongoing efforts in Data protection and Corporate Social Responsibility (CSR) projects.
As an IT Compliance Manager, you will play a critical role in maintaining and enhancing our accreditations for various ISO standards, including 27001, 5001, 4001, and 9001.
With a clear focus on financial services technology and innovation, backed by a strong set of values, their pension solutions ensure robust and continued performance for clients.
Our client, a notable industry pension provider, collaborate with regulated financial advisers offering a range of personal pensions for UK and non-UK residents.
They offer advanced pension products, which have won various industry awards to date, with an unwavering focus on clients and their products.
We are currently recruiting for a Compliance Supervisor based in Manchester, on a contract with a view to permanent role.
Duties will include -
Responsible for the contract management of third-party maintenance contracts- Commercial gas sector bias preferable but not essential- Mechanically biased- Standards and specification knowledge required- 35 hours per week (08:00 16:00).- 6 months contract with the potential of the role becoming permanent.
The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients.
The role of the Compliance Monitoring Officer is to provide a file review service to the clients.
The file reviews will mainly be for medium to large financial services businesses.
We're currently looking to recruit a Compliance Policy Manager to join the team.
Reporting to the Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions.
The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives.
NJR Recruitment are again working in Partnership with a Pension Administrator who has been operating since 1998, and who collaborate with regulated advisers to offer a range of Award Winning Personal Pensions for UK and non-UK residents.
Supported by a flexible and dynamic approach, our client build enduring business relationships that deliver.