Posted by Wintermann Search & Selection Limited • £90K/yr to £125K/yr
My client a European Bank is looking to hire a Head of Compliance & MLRO for their London Office.
To ensure that a strong compliance culture is recognised and embedded across the Bank.
Job Purpose: To support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence.
Posted by Directions Recruitment Specialists • £40K/yr to £60K/yr
The opportunity
Reporting to the Global Head of Regulatory Compliance, your overall responsibility will be to provide sound compliance advice and guidance to business stakeholders across the UK & EMEA and to work diligently and methodically to identify areas of opportunity through a thorough analysis of impact, criticality and remedial options.
This is a challenging role for an individual experienced in the delivery of compliance requirements within a fast-paced insurance services commercial environment.
As a leading recruitment agency, we are pleased to present a stellar opportunity for a seasoned professional in the Compliance industry.
Our client, an esteemed company in the Insurance sector, is seeking a dedicated and experienced Head of Sanctions & Financial Crime to lead their department.
This is a permanent position based at the heart of their operations.
The WTW Compliance Function's aim is to proactively support the Company to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within WTW's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
Key Responsibilities
Provide compliance advice in line with FCA principles and threshold conditions.
This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London.
Taking on a key leadership role with the firm, you will be responsible for:
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.