Posted by Premier Jobs UK Limited • £60K/yr to £70K/yr
As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing regulatory requirements
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm.
As Head of Compliance, you will hold SMF16 for the firm and report to the FCA.
Posted by McCarthy Recruitment Ltd • £35K/yr to £45K/yr
You will be responsible for the Facilities/Compliance tasks to ensure a safe working and compliant environment for customers and employees within a retail/warehouse and office environment.
Are you a dynamic Compliance Manager, who wants to lead the compliance, health and safety and facilities management across a number of sites.
Compliance Program Development: Design and implement comprehensive compliance programs and policies that adhere to both EU and UK regulatory requirements.
Ensure accurate and transparent documentation of compliance acOviOes.
Reporting: Prepare and present compliance reports to the VP Finance, Corporate Head Office and other senior stakeholders for both the EU and the UK.