We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office!
The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm's compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions.
In addition, the candidate will be responsible for establishing best practices for our global operations.
Support the Compliance Director in order to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, horizon scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company.
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team.
My client is a point-of-sale retail finance provider.
They have high ethical standards of integrity, responsible lending and treating customers fairly is at the core of what we do.
With an aim to help small and medium size businesses to increase sales of their goods and services by offering lending products that enable retail consumers to spread the cost of their purchases.
Develop and implement a robust legal compliance program in collaboration with the Head of Compliance.
General
As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives.
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team.
In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards.
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London.
Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to ensure alignment with industry best practices and legal requirements.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
A highly competitive package is on offer with a comprehensive benefits package.