We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
Posted by Candidate Source Ltd • £350/day to £400/day
Responsibilities will include regulatory compliance advisory, thematic and transactional monitoring, risk management, internal and external audit activity and creating and maintaining policies, processes and procedures.
The role of Compliance & Risk Monitoring Specialist will be within the clients Risk and Compliance Department providing second line of defence to the business and reporting into the Section Manager.
We are looking for an experienced Compliance & Risk Monitoring specialist to join our clients existing team in Bracknell to assist with the support of a new and growing compliance team to support a new project.
As the Information Security Compliance Officer, you will assist in executing and overseeing the information security compliance program, lead compliance audits, conduct investigations, and collaborate with the PMO to ensure compliance for new and existing projects within the cyber team.
We are seeking an experienced Information Security Compliance Officer to join a global organisation on a 3-month initial contract.
You will be pivotal in driving compliance initiatives, particularly focusing on PCI compliance, within a growing and dynamic cyber team.
Lead Audit and Risk Management: Spearhead the creation and implementation of internal audit processes, ensuring full compliance with Public Sector Internal Audit Standards and meeting organisational assurance requirements.
General
The successful candidate will play a pivotal role in shaping and implementing our internal audit and risk management strategies across the organisation.
ASA are currently working with a large-scale client in the public sector who are seeking a highly skilled and motivated Audit and Risk Manager to join their team on an interim basis.