We have an exciting role for experienced auditors, where you will be able to succeed professionally in a global company while keeping a great work-life balance!
To assist in the provision of high-quality compliance governance and supervision.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients.
The role of the Compliance Monitoring Officer is to provide a file review service to the clients.
The file reviews will mainly be for medium to large financial services businesses.
As a Compliance Executive, you will be responsible for delivering expert compliance advice and monitoring services throughout the firm, helping maintain compliance with existing and emerging regulatory requirements and standards, with a strong focus on Data Protection.
Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team!
This is a fantastic opportunity to join one of the employers of choice in the area who truly value their staff, offer exceptional benefits, and continuously invest in both professional and personal development for their employees.
Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.
This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals.
They are currently seeking a motivated and detail-oriented individual to join our audit team as an Audit Assistant.
My client is a privately owned firm of accountants who are dedicated to delivering exceptional audit and advisory services to their clients.
With a commitment to excellence and integrity, we provide opportunities for professional growth and development in a supportive and collaborative work environment.
Inizio Engage have the pleasure of recruiting a Quality Assurance Lead Auditor for one of the fastest growing privately owned businesses in the UK involved in the development, manufacture and testing of pharmaceutical and biotechnology products and medical devices.
Our client is rapidly expanding and is seeking an experienced Auditor to join their QA team to act as a Leader for their auditing requirements.
This is a new role and will be the start for our client developing its own corporate audit team.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.