Our client, a full-service law firm, is looking to recruit a Compliance Auditor into their growing compliance team in central Newcastle.
The role would suit a Compliance Auditor with upwards of 2 years' compliance auditing experience gained within a regulated legal or professional services business.
Working alongside the Head of Risk and Compliance and a small compliance team, you will be responsible for:
We are seeking an Internal Compliance Auditor to ensure our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements.
We are currently seeking a Compliance Auditor to join our client, a prestigious legal firm, based in Newcastle city centre.
This role is integral to maintaining their commitment to quality and excellence.
You will work across the firm to plan and conduct monthly quality audits on fee earners, to ensure practice, records and controls are in line with regulations.
You will perform risk assessments and internal control evaluations.
One of our long standing partners, a brilliant full service Legal 500 law firm is currently looking to add to their risk and compliance function, joining a growing law firm with an incredible supportive team with a culture of trust and respect.
As Regional Compliance Manager you will be responsible for performing compliance audits and other oversight activities within the business as part of their framework.
There are no direct reports in this position.
This is a fantastic opportunity to join a well-established, corporate finance organisation based in Slough.
A UK top 100 law firm with a fantastic reputation within the legal field is currently looking to recruit an experienced Quality & Compliance Auditor to play a key role in the ongoing development and implementation of the firm's comprehensive internal audit function.
You will be reporting directly to the Director of Risk and Compliance, supporting the firm's ongoing compliance with its existing external certifications, including but not limited to ISO9001, ISO14001 and ISO27001, CQS, SQM and any other certifications required to meet the needs of the firm.
You will be required to have proven experience in audit and file reviews within a legal or professional services environment.
Our Client is looking for an Audit & Compliance Coordinator to support the Technical Manager in ensuring their technical control systems meet legislative and internal policy standards.
You'll play a crucial role in evaluating and continuously improving these controls to ensure ongoing compliance and operational efficiency.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by Lawes Consulting Group • £40K/yr to £45K/yr
Responsibilities
Conduct thorough audits of internal processes to ensure compliance with industry regulations and company policies.
General
We are seeking a detail-oriented and organised Quality Assurance (QA) professional to join our client's team as a QA Audit/Compliance Analyst.
The ideal candidate will be responsible for ensuring that the organisation adheres to regulatory standards and company policies, while maintaining the highest level of accuracy.
We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework.
This will deliver continual improvements in support of Audit and Risk management.
As part of the Information Security team, a focus will be on the implementation, running, monitoring and reporting on effective security and other IT controls and processes.