Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
General
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Compliance Manager will play a pivotal role in ensuring our company meets its compliance obligations and regulatory standards, particularly within the FCA framework.
We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
COMPLIANCE OFFICER ROLE - Immediate Start - South Manchester
Our client a growing brokerage in South Manchester is seeking a Compliance officer for a full time role in the first year and then the option to go part-time the following year.
The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework.
Working as a Compliance Lead you will take charge of curating policies and strategies and effectually transfer this knowledge to the wider business.
Morson Talent are delighted to be working with our client in the FinTech sector who are looking to recruit an experienced Risk & Compliance Lead.
The purpose of the role will be to implement and enforce the companies data privacy and compliance strategy in the most efficient and effective approach.
Posted by Medlock Partners Limited • £78,299.52/yr to £88,086.97/yr
A prominent law firm is looking for an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester.
The position also ensures adherence to AML and sanctions regulations across the organization.
This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money Laundering (AML) policies and compliance processes.