The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
Posted by Mosaic Recruitment Ltd., • £40K/yr to £43K/yr
To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business, ensuring all regulatory and company requirements are fulfilled, documented and communicated in a professional and supportive manner.
We champion diversity across all areas of our organisation and are particularly focused on welcoming applications from females, to address the underrepresentation of women in our property roles.Here at settle we are looking for an Compliance Manager.
Operating across Hertfordshire, Bedfordshire, Buckinghamshire, and South Cambridgeshire, you'll play a crucial role in providing safe, high-quality homes where residents can take pride and create lasting memories.By working closely with local stakeholders, we identify sector needs and develop strategic plans, including delivering new, affordable homes to meet housing demands.
Our 23,000 diverse residents are the heart of settle, and we place them at the centre of everything we do.
Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across Canada Life UK business.
General
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies.
We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation.
The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development.
Posted by Eclectic Recruitment • £35K/yr to £45K/yr
Responsibilities
Ensuring all documents comply with relevant standards.
Responsible for updating and maintaining product specifications and user manuals.
General
We are currently working with a global, family-run company based on the outskirts of Cambridge who are looking for a Quality Administrator to join their team on a full-time, permanent basis.