Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements.
This is an exciting opportunity to join a dynamic team and contribute to maintaining high standards of compliance.
Key Responsibilities
Provide administrative support to the Compliance staff and Head of Compliance.
This is a newly created position for a Compliance Helpdesk Administrator to join our compliance team, reporting directly to the firm's Legal Risk & Compliance Manager on a daily basis.
The successful candidate will be responsible for providing front-line support in relation to processing all daily incoming compliance queries logged through the helpdesk and ensure the firm, and individuals within the firm, practise and promote the highest standards of legal and regulatory compliance, promoting the reputation of the firm and advancing thinking on risk management.
We have an excellent opportunity for a Compliance Assistant to join a well-established Management Consultancy firm working in Legal Compliance.You will be based at their office in Loughborough working Monday to Friday from 09:00 to 17:00.
Your new company
Your new role
Assisting with all administration tasks involved in obtaining and maintaining clients' Quality Assurance Standards including; SQM, Lexcel and CQS accreditations.
The Compliance Assistant will provide a generalist compliance support to the compliance function to provide advice, support and training to the business, helping to protect and manage the corporate governance of the group ensuring that the timely completion of risk analysis through compliance systems and controls.
Working for this well established Group of companies with their Head Office in Ringwood who are continually growing and expanding presents a great career opportunity for a Compliance Assistant.
Benefits: Free parking, full training, 25 days holiday, auto enrolment pension
My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
Your varied and stimulating role involves compliance and admin tasks, file opening, ID and AML checks that are compliant with regulations, liaison with fee earners, managing the administration of all inbox tasks and logging of compliance breaches and complaints whilst maintaining detailed logs with evidence.
This law firm, a leader of wealth management services, now has an opening for an accomplished administrator who, when in a busy, detail-oriented role, operates with accuracy and pace!
My client is now looking for an administrator who has an interest in working in compliance.
This role would suit someone with an administration, retail or hospitality background who has good computer skills looking to commence a career within administration.
If you have a positive, "can-do" attitude with great customer service skills, this would be highly regarded.