Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Our client is one of the largest manufacturer and distributors of cosmetic products, looking to recruit an NPD administrator, responsible for managing all support and administration tasks.
General
Including setting up new items and spec sheets, supporting critical path updates, red seal, green seal & gold seal management and communication of approval process with suppliers.
The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients.
The role of the Compliance Monitoring Officer is to provide a file review service to the clients.
The file reviews will mainly be for medium to large financial services businesses.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
We're currently looking to recruit a Compliance Policy Manager to join the team.
Reporting to the Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions.
The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives.
As the linchpin of the UK Compliance Team, the successful candidate will be entrusted with the responsibility of shaping and executing a robust compliance strategy in alignment with the business's objectives and the Executive Director - Operations' vision.
This esteemed firm is seeking a seasoned professional to helm their UK Compliance function, ensuring the highest standards of regulatory adherence and strategic oversight.
Elevate your career with a pivotal role at a prestigious, internationally recognised insurance brokerage.