Posted by NELSON SCOTT RECRUITMENT SERVICES • £60K/yr to £75K/yr
This Independent Wealth Manager requiries an experienced, organised, and knowledgeable FLOD Compliance Manager to join the Financial Planning Leadership Team to build and deliver oversight of our Financial Advisers within the Financial Planning division").
As part of the team, you will have the opportunity to work in a fast-paced, collaborative environment where you will be able to utilise your skills and expertise to help deliver amazing outcomes for our clients, by placing first line risk, compliance and adviser oversight at the heart of the clients journey with us, whether through Select or Premier.
The role will report to the Managing Director of FP, but it is expected that the individual will work very closely with the Regional Directors, FP Training Manager and Director of Wealth Operations.
Posted by Douglas Scott Legal Recruitment • Competitive
Risk & Compliance Advisor; Leading Law firm
Are you passionate about Risk & Compliance?
This pivotal role within a a leading law firm offers a unique chance to become a frontline advisor to fee-earners and business teams, ensuring adherence to all regulatory requirements.
At LifeSearch, our Compliance Advisory Officer will play a crucial role in making sure we meet our regulatory requirements and deliver the best possible outcomes for our customers.
If you're a detail-oriented problem solver with a knack for simplifying complex regulations and communicating them clearly, this is the role for you!
What you'll be doing
You'll be the go to person for providing regulatory advice across LifeSearch, guiding our teams and helping ensure we're always compliant with FCA guidelines.
Our client is seeking a Compliance Advisory Analyst to join their award-winning Real Estate team based in the heart of London's.
This role offers an exciting opportunity to assist the Head of Compliance, Real Estate in various areas, including compliance matters.
The successful candidate will be part of a global investment manager that helps institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.
MERJE are delighted to be supporting one of their long-standing legal clients who is seeking a dedicated Compliance Assistant to support the Head of Compliance.
Our client is a highly successful, award-winning legal firm that specialises in providing top-tier legal services.
With a strong reputation in the industry, the company is committed to excellence and innovation in legal practice, offering a supportive and collaborative work environment for its employees.