OVERALL SUMMARY - To support Advisers, and ultimately clients, in the advice-giving process with suitability reports, product research and technical analysis.
CLIENT National IFA firm in central Bristol seek an experienced Level 4 Diploma Paraplanner who can either work from home or a hybrid, the choice is yours.
IN RETURN - Salary upto £45,000 deppends on experience and qualifications plus 10% bonus and benefits.
Our Client, a leading Insurance Broker are looking for a Appointed Representative oversight professional to support their Compliance team in Gloucester.
Key Responsibilities
Oversee diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
Liaising directly with stakeholders to discuss and investigate questions arising from due diligence.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
We are working with a reputable and well-established Independ Financial Planning firm, and they are looking for a Financial Services Operations Assistant to join the team.
The role would be ideal for an experienced administrator with financial services experience, who is looking for a busy and varied role.
This is a hybrid role - 3 days in the office and 2 days from home.