You will be responsible for overseeing and managing the legal compliance and regulatory policies to ensure the firm maintains its standard of legal excellence and compliance.
General
Compliance Manager, West Midlands, £35,000 - £45,000 (DOE) A new opportunity for an experienced Compliance Manager to join its busy and growing practice.
To apply or to register your interest, please call Theresa Lucas on and quote Job Ref:TL6266
Our client, a well-established, corporate organisation is recruiting for a Financial Services Executive.
Benefits: 25 days holiday plus bank holidays, death in service x 4 salary, up to £150 for eye tests/eye wear, 4% pension contributions/matched and employee assistance scheme available through Aviva.
They are looking for a committed, experienced individual to join their fast-paced team in their beautiful rural offices.
Maintain existing business with current clients, grow business relationships with current clients and assist in bringing new clients on board.To support the Practice when informing and advising clients on the financial strategies, plans and products, and organise the technical task, illustrations, and reports.
To lead and oversee administrative support to the Partner Practice to ensure that the relationships between the Practice and clients can be optimised.
Key duties and responsibilities
Oversee the administration team and provide regular updates to key stakeholders within the business.
This person will lead and direct an advisory department within a fast-paced environment, ensuring both clients and consultants have the best possible experience.
We are looking for someone with senior leadership experience, including working with key stakeholders, contributing to business growth and service improvements, with a passion for coaching and developing others.
Portfolio are proud to be exclusively representing one of the UK's longest leading professional service organisations.
Pontoon is an employment consultancy and operates as an equal opportunities' employer.
Candidates will ideally show evidence of the above in their CV in order to be considered.
Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.
Provide tailored mortgage advice to clients, ensuring solutions meet their unique financial needs and circumstances.
General
Our client is seeking a highly skilled and experienced Mortgage Advisor to join a prestigious financial services firm based in Coventry.
This role is ideal for a dynamic and motivated professional who thrives in a high-paced environment and has a proven track record in providing bespoke mortgage solutions to clients.
Due to continued success in providing fee based advice to HNW clients, this successful wealth management practice requires a professional and proactive Financial Services Administrator to provide support to the Financial Advisers and Paraplanning team.
Are you an experienced financial services administrator, looking for a new role in a dynamic and supportive environment, offer genuine long term career opportunities?
The option to progress on to Paraplanning is available.
To assist the Health & Safety Manager in the implementation and on-going support of a Group wide Health and Safety Management System to ensure legal compliance.
To provide project and systems lead to continuously improve the H&S infrastructure, systems, compliance, audit, assurance and competency.
General
Notes: Will need to use own vehicle for this role, mileage will be paid