Our client is a Top 100 Manchester Law firm, and they have a fantastic opportunity for a Compliance Analyst to join their Risk and Compliance Department in Manchester, with occasional travel to offices in Liverpool and London.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
General
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Our client is looking for a Compliance Executive to join their successful financial services business.
Reporting to the Compliance Manager, you will help support in ensuring compliance with all Legal and Regulatory obligations and requirements applicable to the business.
Key Responsibilities
To be responsible for elements and assist in the provision of compliance, regulatory and risk services.
Posted by Douglas Scott Legal Recruitment • Competitive
Are you looking for an opportunity to be an integral part of the risk & compliance team within a top100 leading law firm, with responsibility for a variety of tasks which support the firm's risk management framework.
Top100 Law firm
This role is based in the firm's head office in the heart of Manchester, with occasional travel to offices in Liverpool and London.