Posted by Page Personnel Finance • £200/day to £220/day
My client is seeking a diligent and detail-oriented Compliance Assistant to join a dynamic compliance team.
The successful candidate will play a crucial role in ensuring their operations adhere to regulatory requirements and internal policies, contributing to their ongoing commitment to ethical practices and regulatory excellence.
This is a hybrid 12 month contract, offering the flexibility to work both remotely and from their central London office.
Posted by Page Personnel Finance • £36K/yr to £44K/yr
This position requires a Risk and Compliance Advisor for a 12-month fixed-term contract in the Business Services industry.
The successful candidate will be part of the Secretarial & Business Support department, providing essential support and advice on risk and compliance matters.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
Posted by LHH Recruitment Solutions • £120K/yr to £140K/yr
Position Overview
The In-House Counsel - Client Money Regulatory will be responsible for providing expert legal advice and support on all matters related to client money regulations and compliance.
This role involves ensuring the company adheres to relevant financial regulations and industry standards, mitigating legal risks, and supporting regulatory audits and investigations.
The role also has other more commercial elements, but it's vital we find someone with an understanding of model B custody.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Posted by Lloyd Recruitment Services Ltd • £45K/yr to £50K/yr
General
Lloyd Recruitment Services is pleased to be working with a company in East Grinstead who are in search of a Data Security Compliance Advisor on a 12-month FTC basis.
The successful candidate will join a small, friendly Data Security Compliance Team and play an important role in maintaining data protection and data security compliance activities.
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.