The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
We are seeking a highly knowledgeable and experienced Regulatory Reporting Compliance Advisor on a contract basis to join the compliance advisory team.
The ideal candidate will focus on key regulatory frameworks, including MiFID II, EMIR, and SFTR, providing interpretative and advisory support to our regulatory reporting colleagues.
This role involves reviewing requirements, advising on regulatory interpretation and practice, control design, and resolving queries from the First Line of Defense (1LOD) regulatory reporting teams.
We are currently recruiting a Compliance Administrator to join us on a 12m fixed term contract.
Within this role, you will provide first line support, ensuring the delivery of a risk averse compliance service with primary focus on lift safety management.
We are a social housing landlord and one of the largest housing providers in the region with over 22,000 social and affordable homes, mainly in the Bradford district.
An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation?
Do you have sound knowledge of FCA or other international regulatory bodies?
A bit about us
At BNP Paribas Personal Finance, we are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment.
The purpose of the Quality Assurance Advisor is to complete regular quality assurance activity on the Flexible Recruitment processes, focusing on the end-to-end order to invoice process of flexible resource, provided by Angard.
Through regular checking and governance of the processes you will identify areas of non-compliance and liaise with the business and our external providers to rectify process failures and recover any financial loss.
You will also support the development of systems, processes and policies as we develop this side of the team and create a robust governance framework for Flexible Recruitment.