We are seeking a motivated and ambitious Compliance Analyst to join our dynamic team at an exciting time in a growing organisation.
Avencia Consulting are recruiting on behalf of a leading Specialty Reinsurer based in the City who are looking for a Compliance Operations Analyst to join on a permanent basis.
You'll carry out and deliver key compliance activities including regulatory reporting, Terms of Business Agreements (TOBAs), due diligence checks, and support regulatory approvals, among other responsibilities
As a Regulatory Compliance Analyst, you will enhance the monitoring and surveillance program to meet regulatory requirements, maintaining the highest standards of integrity and adherence to regulations.
Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team.
MERJE has partnered with a leading corporate FX firm.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
Posted by Page Personnel Finance • £35K/yr to £37K/yr
The Compliance Analyst role involves conducting ensuring compliance, monitoring activities, and formulating risk mitigation strategies within the Finance & Commercial department of an established manufacturing company to ensure compliance and risk are managed and reported accurately.
A keen eye for detail and an analytical mindset are vital for success in this position.
Our client is a large manufacturing company, and is renowned for their commitment to quality and innovation.
MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst.
As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register.
Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.
We are working with an exciting London Market Insurance business who are seeking a Compliance Analyst to join their collaborative and growing Compliance function.
The key responsibilities of the role are listed below but there is an opportunity to take on responsibility for many other areas of the compliance function depending on the individuals interests and specific skills
You will be working very closely with senior individuals as well as develop your current compliance skill set and knowledge of the Lloyd's Market.
Posted by Mortgage Saving Experts • £25K/yr to £30K/yr
This role would suit someone who is looking to start or further their career in compliance oversight and monitoring.
Experience as a compliance office preferred but not essential but experience within the mortgage market essential a minimum of 2 years as a mortgage and protection broker or compliance officer for a mortgage related firm
Job description: Full time Monday - Friday 9am - 5pm
Our client is seeking a Compliance Analyst to join their dynamic Asset Management Compliance team.
This role offers the opportunity to work in the heart of London's financial centre, in a state-of-the-art office designed for flexible working.
This is an exciting opportunity to contribute to a global asset manager that helps institutions, intermediaries, and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.
Posted by Charalle Recruitment Limited • £30K/yr to £35K/yr
The role as a Risk and Compliance Analyst will involves advising and supporting fee earners and business functions on client matter conduct including client care, conflicts, anti-money laundering, sanctions, file management and ensuring that risk and compliance checks are completed in good time.
The role entails carrying out background analysis, requesting documentation from clients, reporting, and advising progress.
Our client a well known London Law firm with offices based in Highgate.