Posted by Page Personnel Finance • £35K/yr to £40K/yr
As a Compliance Analyst, you will play a crucial role in supporting the compliance function and ensuring that the firm adheres to all relevant regulatory and legal requirements.
You will work closely with various teams across the firm, providing guidance on compliance matters, monitoring internal policies, and mitigating risks to protect the business and its clients.
My client is a leading global financial services consultancy firm specialising in loan servicing, asset management, and advisory services.
The Partner Compliance Specialist/Fraud Handling Specialist will be responsible for identifying, investigating, and mitigating fraudulent activities within our affiliate network.
This role demands a keen eye for detail, strong analytical skills, and a proactive and upbeat approach to prevent and address fraudulent behaviour.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by Page Personnel Finance • £24K/yr to £25K/yr
You will assist in monitoring, auditing, and reviewing compliance processes to mitigate risk, ensuring that our business operations align with legal and regulatory standards.
As an Associate Compliance Analyst, you will play a crucial role in ensuring the company adheres to all applicable regulations and internal policies within the financial services and debt management sector.
My client is a leading financial services debt management firm dedicated to providing innovative and compliant solutions to help individuals and businesses manage their debt.
NLB Solutions are working with a financial services business in the search for a Compliance Manager.
You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements, must have 5 years' experience within Financial Services.
The successful candidate will report directly to the CFO and manage a small team.
As Regional Compliance Manager you will be responsible for performing compliance audits and other oversight activities within the business as part of their framework.
There are no direct reports in this position.
This is a fantastic opportunity to join a well-established, corporate finance organisation based in Slough.