This will include independent management of group-wide Compliance frameworks for one or more entities/jurisdictions and to provide experienced support including - updating the Compliance Management CRM system, distributing communications and training materials, management of team folders, updating Excel spreadsheets, processing invoices, updating new client information, creating reports, and providing general ad-hoc administrative support.
Reporting to the Group Compliance Manager for the development, execution, and oversight of operational procedures relevant to the Groupwide Compliance Management framework.
Key Responsibilities/experience required
Provide subject matter expertise (review and analysis) for enquiries/escalations for areas of assigned responsibility.
For this role, they are looking for a qualified Solicitor who has previous experience of working within compliance and risk function within a law/Solicitors firm.
A Real Estate Group is looking for a Head of Legal Practice to help set up and grow their own Solicitors firm to enable them to be able to complete their all-round service they look to provide through their Tech platform.
They are looking to grow quickly and become a national firm.
They are now seeking a dynamic Head of Legal Compliance to set up and lead the legal arm of the business.
We are currently recruiting on behalf of our client, a fast-growing property technology start-up, who are revolutionising the real estate industry with cutting-edge solutions.
They aim to reduce the stress, cost and time involved in selling, buying and moving home by providing a single platform for consumers to source top-rated suppliers and manage the many services involved in moving.
Posted by Service Service Employment Agency Limited • £25K/yr to £30K/yr
My client based on the outskirts of Norwich, who has been trading since 2010 are looking for an experienced Administrator with a strong background of working in an IFA Practice setting or a similar Financial services role, to join their friendly group of existing staff.
Are you looking for a new role in the Financial Services sector, would you like to join a well-established Financial Planning firm who have an excellent working environment where you are well looked after and valued, well look no further...
The ideal candidate will have a minimum of two years' experience working in the sector and have previously used the back-office system intelligent office as well as knowledge of the platform such as Transact, Standard Life, Elevate and OMW (desirable, not essential).
Posted by Employment Specialists Ltd • £35K/yr to £40K/yr
As Compliance Officer you will support our rapidly growing Insurance Client who provides underwriting and claims services.
Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager.
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits.
Posted by Knight Temple Recruitment • £27K/yr to £60K/yr
Our client is directly authorised and provide non advice life & protection solutions to clients throughout the UK.
Are you an experienced protection specialist who is looking for an employed opportunity to work from home with the chance to progress to working hours that you choose ?
Head of Legal Practice (HOLP) Solicitor, CILEx or CLC
Our client is an innovative start-up Law Firm, who are seeking a full-time Head of Legal Practice (HOLP) & Conveyancing Solicitor to join their team.
Committed to providing clients with comprehensive home-moving services, having already established partnerships with estate agents, surveyors, mortgage brokers, and home removal companies.
Posted by Anglian Home Improvements • £26K/yr to £28K/yr
The ideal candidate is an experienced financial services professional with strong complaint resolution skills, in-depth regulatory knowledge, and excellent communication abilities.
Are you passionate about delivering exceptional customer service and resolving complex issues?
If you have experience in the financial services sector and thrive in a fast-paced environment, this could be the perfect opportunity for you!